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Escalation Matrix:

Details of

Contact Person


Contact No.

Email Id

Working Hours

Customer care

Mr. Narendra Kumar

Shop No.1, First Floor, 20/4, Maruti Tower, Sanjay Place, Agra-282002


9:30AM to 06:00PM

Head of Customer care

Mr. Sandeep Srivastava

Shop No.1, First Floor, 20/4, Maruti Tower, Sanjay Place, Agra-282002


9:30AM to 06:00PM

Compliance Officer

Mr. Krishna Kumar Tiwari

Shop No.1, First Floor, 20/4, Maruti Tower, Sanjay Place, Agra-282002


9:30AM to 06:00PM

In absence of response/complaint not addressed to your satisfaction, you may lodge a complaint with SEBI at or Exchange at,,, Investor | Home (

Bank detail

Investors are requested to note that A.G. Shares and Securities Limited. is permitted to receive money from investor through designated bank accounts only named as Up streaming Client Nodal Bank Account (USCNBA). A.G. Shares and Securities Limited. is also required to disclose these USCNB accounts to Stock Exchange. Hence, you are requested to use following USCNB accounts only for the purpose of dealings in your trading account with us. The details of these USCNB accounts are also displayed by Stock Exchanges on their website under “Know/ Locate your Stock Broker.”

Name of Bank Bank Account Number IFSC Branch
HDFC Bank 01210340000453 HDFC0000121 Sanjay Place Agra
HDFC Bank 57500000178543 HDFC0000121 Sanjay Place Agra


Annexure -B – Mandatory Display

i. Basic details of the Stock Broker such as registration number, registered address of Head Office and Branches if any:

Stock Broker Name Registration Number Registered Address Contact Number Email Id Branch
A.G. Shares and Securities Limited
INZ000169733 (Stock Broker)
IN-DP-493-2020 (Depository Participant)
Shop No 1, First Floor, 20/4, Maruti Tower, Sanjay Place, Agra-282002 (UP) 0562-4028900,23 -

ii. Names of contact details of all Key Managerial Personnel (KMPs) including the Compliance Officer

S.No. Name Designation Phone Number Email id
1 Ajay Kumar Agarwal Director 0562-4028900, 23
2 Sharad Srivastava Director 0562-4028900, 23
3 Krishna Kumar Tiwari Director and Compliance Officer 0562-4028900, 23

iii. Step by step procedures for opening an account, filing a complaint on designated email id, and finding out the status of the complaint etc.

a) Detailed write up on the procedure for opening an account along with Flowchart and video if any (optional).

b) Detailed write up on procedure for filing a complaint on designated email id/ Toll-free number along with Flowchart and video if any (optional). Provisions are to be made for sharing Ticket Number once the complaint is lodged.

c) Detailed write up procedure for finding out status of the complaint basis Ticket Number etc. along with Flowchart and video if any (optional).

List of Authorised Persons (AP)

Sr. No. Authorized Person’s Name Authorised Person Code (Exchange wise) Constitution Status ( Approved / Cancelled) Registered Address
Terminal Details (Exchange wise)
Terminal Allotted (Y/N) No. of Terminals
1 Kumar Investments AP0622000061 Proprietorship Firm Approved 20/40, Motiya ki Bagichi, Langare ki Chowki, Belanganj, Agra-282004
y 1
2 SINGHAL SECURITIES AP0622000071 Proprietorship Firm Approved G-61, Bhagirath Palace, near Allahabad Bank Belanganj, Agra-282004
y 1
3 SHIVA SHARES AP0622000081 Proprietorship Firm Approved G-11, Bheron bazar, near PNB bank, Belanganj, Agra-282004 (UP)
y 1
4 TCG INVESTMENT AP0622000111 Proprietorship Firm Approved 6/209, Gopal bazar, Belanganj, Agra-282004
y 1
5 NAMAN SECURITIES AP0622000101 Proprietorship Firm Approved Shop No 37, Solanki Market, MG Road, Sadar Bazar, Agra-282001
y 1
6 SAROJ INVESTMENTS AP0622000091 Proprietorship Firm Approved B-63,64 Moti kunj behind sacred heart convent school Mathura -281001
y 1
7 SHOBHIT SHARE & STOCK BROKERS AP0622000131 Proprietorship Firm Approved Bharhut Nagarh.IG-5, Bhahut Nagar Colony, Satna-485001
y 1
8 SUPRIYA INVESTMENTS AP0622000151 Proprietorship Firm Approved 27/50, Pathwari, Belanganj, Agra-282004
y 1
9 SHREE SHAKTI INVESTMENTS AP0622000141 Proprietorship Firm Approved F-201,Shivalik Green Apartment, 134 Gandhi Nagar, Belanganj,Agra-282004
y 1
10 SANJAY GUPTA AP0622000171 Proprietorship Firm Approved 959/S 41, Sarv Nagar Colony, CP mission compound Jhansi-284001
y 1
11 MANISH KUMAR SINGHAL AP0622000181 Proprietorship Firm Approved 31, Saket Colony, Shahganj, Agra-282010 (UP)
y 1
12 AMIT BANWARI AP0622000191 Proprietorship Firm Approved 14, MIG Friends Colony, Shahganj, Agra-282010
y 1
13 SHUBHI AGARWAL AP0622000201 Proprietorship Firm Approved 19, North Vijay Nagar Colony, Near Mook Badhir School, Belanganj, Agra-282004 (UP)
y 1

List of Authorised Persons (AP) Cancelled by Members on Account of Disciplinary Reasons

Sr. No. Authorized Person’s Name Status
Authorised Person Cancellation Details
Date Reason